linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Karla Montes

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Karla? Claim Your Profile

About Karla Montes

Karla Montes is a financial professional with Cetera Investment Services LLC, based in Dania, FL. Karla has been in the financial services industry since September 20, 2021 and holds the Series 6TO and SIE licenses. Prior to joining Cetera Investment Services, Karla was registered with Pruco Securities, LLC.

Firm Information

Karla Montes is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Karla Montes’s Registration & Firm History

FL

12/23/2021 - Present

Cetera Investment Services LLC (DANIA FL)

FL

03/10/2020 - 06/10/2020

PRUCO SECURITIES, LLC. (CORAL GABLES FL)

Not sure if Karla Montes is right for you?

Licenses & Designations

BC

Issued 03/10/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karla Montes.
Not sure if Karla Montes is right for you?