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Karla Kennedy Hicks

Vanguard Advisers, Inc.

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About Karla Kennedy Hicks

Karla Kennedy Hicks is a financial advisor registered in North Carolina, South Carolina, and Texas. Karla Hicks is a Certified Financial Planner™ professional with over 10 years of experience in the financial services industry. Karla Hicks has worked at Vanguard Advisers, Inc. since April 2010 and is currently a registered representative and investment advisor representative. Karla Hicks specializes in providing financial planning and investment management services to individuals, families, and businesses. Karla Hicks holds Series 6, 7, and 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Karla Hicks also has experience working as a home healthcare worker.

Firm Information

Karla Hicks is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karla Hicks’s Registration & Firm History

NC

10/02/2019 - Present

Vanguard Advisers, Inc. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 07/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2013

Series 7 - General Securities Representative Examination

BC

Issued 06/27/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Karla Kennedy Hicks. Review regulatory record here.
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