Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karla? Claim Your ProfileKarla Kaplan is a registered representative with Wells Fargo Securities, LLC. Karla has been in the securities industry since November 19, 2013. She has a Series 7, Series 79TO, and Series 63 license. Karla is registered to sell securities in 53 states and the District of Columbia. Previously, Karla worked at BBVA Securities Inc. and SunTrust Robinson Humphrey, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
06/29/2011 - 09/11/2017
BBVA SECURITIES INC. (NEW YORK NY)
GA
08/19/2008 - 05/23/2011
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 12/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/19/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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