Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karla? Claim Your ProfileKarla Jill Brown is a financial advisor with over 30 years of experience in the financial services industry. Karla has a strong background in providing financial planning and investment management services to individuals, families, and businesses. Karla is currently registered with LPL Financial LLC and has previously worked for several other firms including Investment Centers of America, Inc., Investment Financial Corporation, National Planning Corporation, SII Investments, Inc., Northwestern Mutual Investment Services, LLC, Securities America, Inc., and Financial Network Investment Corporation. Karla is committed to providing her clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
06/25/2024 - Present
LPL Financial LLC (BISMARCK ND)
ND
05/02/2014 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (BISMARCK ND)
WI
07/20/2016 - 03/31/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
07/20/2016 - 03/31/2017
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
07/20/2016 - 03/31/2017
SII INVESTMENTS, INC. (APPLETON WI)
SD
04/08/2010 - 05/08/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RAPID CITY SD)
SD
06/29/2009 - 03/23/2010
SECURITIES AMERICA, INC. (RAPID CITY SD)
SD
07/22/2008 - 06/29/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (RAPID CITY SD)
SD
11/09/1993 - 07/10/2008
INVESTMENT CENTERS OF AMERICA, INC. (RAPID CITY SD)
IA
Issued 11/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Karla Brown is the right advisor for you? Invested Better is here to help.
