Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karla? Claim Your ProfileKarla Lavin is a financial advisor with over 24 years of experience in the industry. Karla currently works at Rockefeller Financial LLC and is registered with FINRA and the states of North Carolina and Texas. Karla was previously employed by MORGAN STANLEY, STIFEL, NICOLAUS & COMPANY, INCORPORATED, OPPENHEIMER & CO. INC., STANFORD GROUP COMPANY, WACHOVIA SECURITIES, LLC, and MORGAN STANLEY & CO., INCORPORATED. Karla has extensive experience in providing financial planning, pension consulting and portfolio management services to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/03/2024 - Present
Rockefeller Financial LLC (Charlotte NC)
NC
12/03/2015 - 05/08/2024
MORGAN STANLEY (Charlotte NC)
NC
04/14/2010 - 10/27/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)
NC
03/20/2009 - 04/16/2010
OPPENHEIMER & CO. INC. (CHARLOTTE NC)
NC
12/05/2008 - 03/16/2009
STANFORD GROUP COMPANY (CHARLOTTE NC)
NC
02/16/2006 - 12/08/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
NY
02/13/2003 - 06/16/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/24/1998 - 09/10/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 03/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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