Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karla? Claim Your ProfileKarla Davis Johnson is a financial advisor with Stifel, Nicolaus & Company, Inc., working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Karla has been in the financial services industry since 2013 and brings extensive experience in providing financial planning, investment management, and retirement planning services. Karla is registered with the Securities and Exchange Commission (SEC) and holds Series 7, Series 63, Series 24, Series 51, and Series 66 licenses. In addition, Karla is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/05/2022 - Present
Stifel, Nicolaus & Company, Inc. (Greensboro NC)
TN
06/19/2018 - 06/27/2022
PRINCIPAL SECURITIES, INC. (BRENTWOOD TN)
TN
06/13/2013 - 06/28/2018
AXA ADVISORS, LLC (FRANKLIN TN)
BOTH
Issued 08/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karla Johnson is the right advisor for you? Invested Better is here to help.
