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Karla Ann Killian

Pershing LLC

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About Karla Ann Killian

Karla Ann Killian is a financial professional with over 15 years of experience in the financial services industry. Karla has a strong track record of success in providing investment advice and guidance to clients. Karla is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Previously, Karla has worked with BNY Mellon Capital Markets, LLC, BNP Paribas Securities Corp., and CIBC World Markets Corp. Karla holds several professional licenses and certifications, including Series 3, 7, 52, 55, 57, and 63.

Firm Information

Karla Killian is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karla Killian’s Registration & Firm History

NJ

07/26/2024 - Present

Pershing LLC (JERSEY CITY NJ)

NY

06/04/2018 - 07/26/2024

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/12/2014 - 04/25/2018

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

03/05/2008 - 08/15/2014

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2014

Series 3 - National Commodity Futures Examination

BC

Issued 05/15/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Karla Ann Killian.
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