Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl William Schwinck is a financial advisor with Ashton Thomas Private Wealth. Karl has been in the financial industry since 1993 and has experience working with individuals, high-net-worth individuals, corporations, businesses, charitable organizations and pension and profit sharing plans. Karl is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR) and is also a registered representative (RR) with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Variable product model design and maintenance
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CO
02/16/2023 - Present
Ashton Thomas Private Wealth (COLORADO SPRINGS CO)
CO
01/03/2011 - 02/22/2023
WELLS FARGO CLEARING SERVICES, LLC (COLORADO SPRINGS CO)
CO
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (COLORADO SPRINGS CO)
MN
12/14/2000 - 08/13/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
09/20/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
OH
05/14/1999 - 08/31/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
09/05/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
TX
05/25/1993 - 09/19/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
WI
04/07/1993 - 05/17/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
04/07/1993 - 05/17/1993
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 10/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Karl Schwinck is the right advisor for you? Invested Better is here to help.
