Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl William Roelofs is a financial advisor currently registered with LPL Financial LLC in Clearwater, FL. Karl has been working in the financial industry since 2009, and has a history of previous registrations with INVEST FINANCIAL CORPORATION and WACHOVIA SECURITIES, LLC. Karl offers a range of services including financial planning, portfolio management, and consulting. Karl is licensed to provide securities and investment advice in several states, including Florida, Georgia, Michigan, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/22/2019 - Present
LPL Financial LLC (CLEARWATER FL)
FL
01/15/2010 - 02/14/2018
INVEST FINANCIAL CORPORATION (CLEARWATER FL)
MI
01/01/2008 - 10/06/2008
WACHOVIA SECURITIES, LLC (TROY MI)
MI
10/05/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TROY MI)
IA
Issued 06/29/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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