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Karl Roderic Biggers

Bancroft Capital, LLC

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About Karl Roderic Biggers

Karl Roderic Biggers is a financial advisor with Bancroft Capital, LLC. Karl has been in the industry since 2006 and has a wide range of experience working with clients on various financial matters. Karl holds the Series 7, 50, 52TO, 53, and 63 licenses, allowing Karl to provide a comprehensive suite of financial services to his clients. In addition to his current role at Bancroft Capital, LLC, Karl has previously worked at REGIONS SECURITIES LLC, GEORGE K. BAUM & COMPANY, DUNCAN-WILLIAMS, INC., and M. R. BEAL & COMPANY.

Firm Information

Karl Biggers is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karl Biggers’s Registration & Firm History

TX

04/05/2022 - Present

Bancroft Capital, LLC (Dallas TX)

TX

10/29/2019 - 12/22/2020

REGIONS SECURITIES LLC (Dallas TX)

TX

12/18/2014 - 03/05/2019

GEORGE K. BAUM & COMPANY (DALLAS TX)

TX

05/22/2012 - 05/01/2014

DUNCAN-WILLIAMS, INC. (DALLAS TX)

TX

08/09/2006 - 02/24/2012

M. R. BEAL & COMPANY (DALLAS TX)

TX

08/27/1999 - 06/14/2000

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

TX

03/26/1997 - 09/02/1997

SOUTHWEST SECURITIES, INC. (DALLAS TX)

TX

05/02/1995 - 11/21/1995

DALLAS RESEARCH & TRADING, INC. (DALLAS TX)

TX

04/11/1994 - 04/25/1995

FIRST SOUTHWEST COMPANY (DALLAS TX)

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Licenses & Designations

BC

Issued 09/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 08/08/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karl Roderic Biggers.
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