Unclaimed
Karl Roderic Biggers is a financial advisor with Bancroft Capital, LLC. Karl has been in the industry since 2006 and has a wide range of experience working with clients on various financial matters. Karl holds the Series 7, 50, 52TO, 53, and 63 licenses, allowing Karl to provide a comprehensive suite of financial services to his clients. In addition to his current role at Bancroft Capital, LLC, Karl has previously worked at REGIONS SECURITIES LLC, GEORGE K. BAUM & COMPANY, DUNCAN-WILLIAMS, INC., and M. R. BEAL & COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/05/2022 - Present
Bancroft Capital, LLC (Dallas TX)
TX
10/29/2019 - 12/22/2020
REGIONS SECURITIES LLC (Dallas TX)
TX
12/18/2014 - 03/05/2019
GEORGE K. BAUM & COMPANY (DALLAS TX)
TX
05/22/2012 - 05/01/2014
DUNCAN-WILLIAMS, INC. (DALLAS TX)
TX
08/09/2006 - 02/24/2012
M. R. BEAL & COMPANY (DALLAS TX)
TX
08/27/1999 - 06/14/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
TX
03/26/1997 - 09/02/1997
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
05/02/1995 - 11/21/1995
DALLAS RESEARCH & TRADING, INC. (DALLAS TX)
TX
04/11/1994 - 04/25/1995
FIRST SOUTHWEST COMPANY (DALLAS TX)
BC
Issued 09/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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