Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Raymond Schofield is an investment advisor representative at Empower Advisory Group, LLC with over 25 years of experience in the financial services industry. Karl is registered with the state of Massachusetts as an investment advisor representative and holds a Series 6, 7, 8, 24, 63, and 66 licenses. Karl has been a registered representative with various firms including Voya Financial Advisors, Inc. and CCO Investment Services Corp. Karl specializes in financial planning and portfolio management for individuals and high net worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/23/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CT
05/20/2019 - 04/09/2020
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
CT
10/24/2013 - 04/09/2020
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
RI
10/27/2004 - 08/19/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
MA
03/17/2000 - 12/20/2002
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
RI
10/18/1999 - 03/09/2000
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
11/26/1985 - 03/09/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
09/28/1990 - 12/31/1991
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
NA
10/04/1983 - 11/23/1985
FIDELITY DISTRIBUTORS CORPORATION
BOTH
Issued 10/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/16/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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