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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Raymond Bauch is a financial advisor at Thrivent Investment Management Inc. in Minneapolis, MN. Karl has been in the industry since 2006 and has a wide range of experience in financial planning, investment management, and portfolio management for individuals. Karl is also a registered representative and investment advisor representative with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
04/25/2016 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
01/04/2013 - 11/16/2015
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
12/21/2009 - 01/04/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/13/2007 - 03/09/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/15/2005 - 06/01/2007
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
04/14/2000 - 11/27/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/14/2000 - 11/27/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/23/2017
Series 4 - Registered Options Principal Examination
BC
Issued 01/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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