Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Tweardy is a financial advisor with Fidelity Personal And Workplace Advisors. Karl has over 28 years of experience in the financial industry. Karl has a wide range of experience in various firms including Scott & Stringfellow, LLC, BB&T Securities, LLC, Ameriprise Financial Services, LLC and CUNA Brokerage Services, Inc. Karl holds the Series 63, Series 66, Series 7 and SIE licenses. Karl has also been registered with 53 states. Karl is a valuable asset to Fidelity Personal And Workplace Advisors and is committed to providing clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/14/2024 - Present
Fidelity Personal AND Workplace Advisors (RICHMOND VA)
VA
06/13/2023 - 12/15/2023
UNITED BROKERAGE SERVICES, INC (Fredericksburg VA)
VA
05/16/2022 - 06/15/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Richmond VA)
VA
11/05/2020 - 05/17/2022
CUNA BROKERAGE SERVICES, INC. (RICHMOND VA)
VA
10/28/2016 - 10/30/2020
THE VERTICAL GROUP (RICHMOND VA)
VA
01/02/2013 - 10/14/2016
BB&T SECURITIES, LLC (RICHMOND VA)
VA
07/27/1999 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
NA
05/18/1999 - 06/09/1999
SCOTT & STRINGFELLOW, INC.
NY
11/01/1995 - 05/19/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
GA
08/31/1994 - 10/24/1995
EQUITABLE SECURITIES CORPORATION (ATLANTA GA)
BOTH
Issued 11/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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