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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Cedarleaf is a financial advisor at Raymond James & Associates, Inc. Karl has been in the financial industry since 1999 and has experience working with individuals, corporations, and institutions. Karl is registered with FINRA and holds the Series 6, 7, 9, 10, 26, 63, and 65 licenses. Karl's specialties include financial planning, investment management, and retirement planning. Karl is committed to providing clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/01/2023 - Present
Raymond James & Associates, Inc. (ROCHESTER NY)
NY
07/11/2012 - 05/21/2019
KEY INVESTMENT SERVICES LLC (WEBSTER NY)
NY
01/01/2005 - 07/11/2012
HSBC SECURITIES (USA) INC. (WEBSTER NY)
NY
10/10/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
10/07/1999 - 08/29/2001
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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