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Karl Michael McLead

J.w. Cole Financial, Inc.

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About Karl Michael McLead

Karl Michael McLead is a financial advisor with J.w. Cole Financial, Inc. Karl has been in the financial services industry since July 19, 1990. Karl is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor in 16 states. Karl holds the Series 63 and Series 7 licenses and the SIE exam. Karl is a licensed broker-dealer in Florida, Georgia, Massachusetts, New York, Ohio, Tennessee, Texas, and Washington. Karl is also a registered investment advisor in Colorado, Connecticut, Michigan, Missouri, North Carolina, Pennsylvania, Virginia, and West Virginia.

Firm Information

Karl McLead is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karl McLead’s Registration & Firm History

FL

07/14/2017 - Present

J.w. Cole Financial, Inc. (Clearwater FL)

FL

12/01/2008 - 07/14/2017

SII INVESTMENTS, INC. (PALM HARBOR FL)

FL

07/11/1996 - 12/02/2008

FSC SECURITIES CORPORATION (PALM HARBOR FL)

MN

07/20/1990 - 07/10/1996

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/20/1990 - 07/10/1996

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karl Michael McLead.
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