Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Michael Hector is a financial advisor with Cambridge Investment Research, Inc. located in Lafayette, Louisiana. Karl has been in the financial services industry since 1986. Karl holds FINRA Series 6, Series 63, and SIE licenses. Karl is registered in Kentucky, Louisiana, and Texas. Previously, Karl was associated with Lincoln Financial Securities Corporation, Sagepoint Financial, Inc., American General Securities Incorporated, MML Investors Services, Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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LA
01/21/2020 - Present
Cambridge Investment Research, Inc. (Lafayette LA)
LA
01/14/2009 - 01/24/2020
LINCOLN FINANCIAL SECURITIES CORPORATION (LAFAYETTE LA)
LA
10/31/2008 - 01/27/2009
SAGEPOINT FINANCIAL, INC. (LAFAYETTE LA)
LA
02/21/2003 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LAFAYETTE LA)
MA
01/16/1991 - 01/27/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
04/29/1986 - 10/05/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 06/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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