Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Leal is a financial advisor with over 10 years of experience in the industry. Karl is currently the owner of Leal Financial Planning and is registered with the state of California. Karl previously worked at Foothill Securities, Inc. and Securities America, Inc. Karl has a Series 63, Series 65, Series 7, and SIE licenses. He is a Certified Financial Planner. Karl specializes in providing financial planning services to individuals. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/14/2018 - Present
Leal Financial Planning (CAMPBELL CA)
CA
12/08/2016 - 12/13/2016
SECURITIES AMERICA, INC. (SAN JOSE CA)
CA
12/13/2013 - 12/08/2016
FOOTHILL SECURITIES, INC. (SAN JOSE CA)
BC
Issued 05/17/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Karl Leal is the right advisor for you? Invested Better is here to help.
