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Karl Krause

THE Leaders Group, Inc.

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About Karl Krause

Karl Krause is a financial advisor with over 16 years of experience in the industry. Karl is currently registered with The Leaders Group, Inc. and is licensed to provide financial advice in Florida. Karl has previously held positions at Securian Financial Services, Inc., Ohio National Equities, Inc., and Sun Life Financial Distributors, Inc. Karl holds the Series 6, Series 63, Series 6TO and SIE licenses.

Firm Information

Karl Krause is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karl Krause’s Registration & Firm History

CO

05/06/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MN

03/08/2019 - 04/07/2021

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

OH

05/18/2012 - 09/20/2018

OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)

MA

06/18/2003 - 12/31/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

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Licenses & Designations

BC

Issued 08/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karl Krause.
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