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Karl Johannes Dale

Allstate Financial Services, LLC

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About Karl Johannes Dale

Karl Johannes Dale is a financial advisor with over 10 years of experience in the industry. Karl is currently registered with Allstate Financial Services, LLC in Connecticut. Karl is licensed to sell securities in Connecticut, and holds the Series 6, Series 63 and SIE licenses. Karl has been with Allstate Financial Services, LLC since June 28, 2010.

Firm Information

Karl Dale is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karl Dale’s Registration & Firm History

CT

06/28/2010 - Present

Allstate Financial Services, LLC (Riverside CT)

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Licenses & Designations

BC

Issued 04/14/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karl Johannes Dale.
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