Unclaimed
Karl Jean-baptiste is a registered representative with Nylife Securities LLC, and has over 19 years of experience in the financial services industry. Karl is licensed in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/25/2019 - Present
Nylife Securities LLC (REGO PARK NY)
NY
10/01/2012 - 09/04/2019
J.P. MORGAN SECURITIES LLC (ELMONT NY)
NY
09/17/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ELMONT NY)
NY
12/10/2005 - 06/22/2011
CHASE INVESTMENT SERVICES CORP. (VALLEY STREAM NY)
NJ
03/26/2004 - 11/11/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
MA
11/26/1999 - 01/04/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/26/1999 - 01/04/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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