Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Il bong Kim is a financial professional with over 30 years of experience in the industry. Karl is a Registered Representative and Investment Advisor Representative. Karl has been registered with Brokers International Financial Services, LLC since 2020. Karl is also a Certified Financial Planner. Karl is licensed in California, Oregon, Virginia, Minnesota, Indiana, Wisconsin, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
CA
10/06/2020 - Present
Brokers International Financial Services, LLC (La Mirada CA)
CA
08/16/2006 - 10/06/2020
TRIAD ADVISORS LLC (LA MIRADA CA)
CA
02/02/2001 - 08/16/2006
AMERICAN GENERAL SECURITIES INCORPORATED (CERRITOS CA)
NE
07/20/2000 - 02/06/2001
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
01/04/1996 - 07/21/2000
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
04/03/1995 - 12/31/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
SC
02/08/1993 - 04/28/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
05/13/1991 - 02/16/1993
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
01/24/1990 - 05/06/1991
GRIFFIN FINANCIAL SERVICES
NY
01/19/1988 - 01/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
GA
10/12/1987 - 04/28/1988
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 10/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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