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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Michael Kaprelian is a financial advisor with Wealthpenn.comllc. Karl has been in the financial services industry since 2004 and has experience working with E*TRADE SECURITIES LLC, TD AMERITRADE, INC., CHARLES SCHWAB & CO., INC., and EDWARD JONES. Karl is licensed to provide financial advice in 53 states and is registered as an Investment Advisor Representative in Texas. Karl offers financial planning services, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
09/05/2023 - Present
Wealthpenn.comllc (Dallas TX)
TX
07/08/2016 - 09/05/2023
E*TRADE SECURITIES LLC (Dallas TX)
TX
06/23/2014 - 07/07/2016
TD AMERITRADE, INC. (FORT WORTH TX)
TX
03/16/2004 - 08/06/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
02/25/2003 - 05/16/2003
EDWARD JONES (ST. LOUIS MO)
RI
12/06/1993 - 11/01/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 7/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/1/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/4/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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