Invested Better
Unclaimed

Unclaimed

Unclaimed

Karl-henry Francois

Citizens JMP Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Karl-henry? Claim Your Profile

About Karl-henry Francois

Karl-henry Francois is a registered representative with Citizens JMP Securities, LLC. He is licensed to sell securities in Massachusetts. Karl-henry Francois has been in the industry for over a year. Prior to joining Citizens JMP Securities, LLC, Karl-henry Francois was employed at CITIZENS CAPITAL MARKETS. Karl-henry Francois holds Series 79TO, SIE and Series 63 licenses.

Firm Information

Karl-henry Francois is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Karl-henry Francois’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

12/14/2022 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

Not sure if Karl-henry Francois is right for you?

Licenses & Designations

BC

Issued 10/24/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karl-henry Francois.
Not sure if Karl-henry Francois is right for you?