Unclaimed
Karl-henry Francois is a registered representative with Citizens JMP Securities, LLC. He is licensed to sell securities in Massachusetts. Karl-henry Francois has been in the industry for over a year. Prior to joining Citizens JMP Securities, LLC, Karl-henry Francois was employed at CITIZENS CAPITAL MARKETS. Karl-henry Francois holds Series 79TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/01/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
MA
12/14/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (BOSTON MA)
BC
Issued 10/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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