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Karl Fredrick Ackerman

BNP Paribas Securities Corp.

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About Karl Fredrick Ackerman

Karl Ackerman is a financial professional with over 14 years of experience in the securities industry. Karl has a wide range of experience, having worked at several firms including Cowen and Company, RBC Capital Markets, LLC, and KeyBanc Capital Markets Inc. Karl holds the Series 7, Series 63, Series 87, and SIE licenses. Karl currently works at BNP Paribas Securities Corp.

Firm Information

Karl Ackerman is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karl Ackerman’s Registration & Firm History

CA

10/27/2022 - Present

BNP Paribas Securities Corp. (SAN FRANCISCO CA)

NY

05/17/2022 - 11/01/2022

EXANE, INC. (NEW YORK NY)

CA

01/12/2015 - 03/21/2022

COWEN AND COMPANY (San Francisco CA)

CA

07/09/2012 - 12/24/2014

RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

OH

10/28/2008 - 06/14/2012

KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 01/26/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/27/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Karl Fredrick Ackerman.
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