Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Francis Birkenfeld is a financial professional with over 30 years of experience in the industry. He is currently registered with American Trust Investment Services, Inc. in Chicago, Illinois. Karl has a strong track record of success in providing investment advice and services to clients. He holds a Series 7, Series 24, Series 63, and SIE licenses. His previous employment experience includes positions at Cabot Lodge Securities LLC, StreetCapital, Inc, Tripoint Global Equities, LLC, Westcap Securities, Inc., Laconia Capital Corporation, Capital Suisse Securities, Inc., ViewTrade Securities, Inc., Barron Chase Securities, Inc., State Street Securities, Inc., Alden Capital Markets, Inc., Global Equities Group Inc, GKN Securities Corp., A.S. Goldmen & Co., Inc., Bishop, Rosen & Co., Inc., D. Blech & Company, Incorporated, PaineWebber Incorporated, Lehman Brothers Inc., D. H. Blair & Co., Inc., Allegiance Securities, Inc., Greentree Securities Corp., and Brooks Weinger Robbins & Leeds Inc. Karl is registered with the state of California, Florida, Nevada and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/16/2017 - Present
American Trust Investment Services, Inc. (CHICAGO IL)
NY
01/24/2014 - 05/27/2015
CABOT LODGE SECURITIES LLC (NEW YORK NY)
GA
01/12/2012 - 12/31/2013
STREETCAPITAL, INC (ROSWELL GA)
NY
04/09/2009 - 11/09/2011
TRIPOINT GLOBAL EQUITIES, LLC (NEW YORK NY)
NY
06/23/2004 - 12/09/2008
WESTCAP SECURITIES, INC. (MELVILLE NY)
NY
07/24/2002 - 07/28/2004
LACONIA CAPITAL CORPORATION (NEW YORK NY)
CA
09/25/2001 - 08/01/2002
CAPITAL SUISSE SECURITIES, INC. (SAN FRANCISCO CA)
FL
11/27/2000 - 10/23/2001
VIEWTRADE SECURITIES, INC. (BOCA RATON FL)
FL
12/22/1998 - 11/21/2000
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NY
09/29/1997 - 12/04/1998
STATE STREET SECURITIES, INC. (GREAT NECK NY)
NY
02/19/1997 - 09/11/1997
ALDEN CAPITAL MARKETS, INC. (NEW YORK NY)
NY
09/26/1996 - 01/23/1997
GLOBAL EQUITIES GROUP INC (NEW YORK NY)
NY
04/30/1996 - 08/22/1996
GKN SECURITIES CORP. (NEW YORK NY)
NJ
02/22/1995 - 05/17/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
10/12/1994 - 01/27/1995
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
02/10/1994 - 09/20/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NJ
09/04/1992 - 01/06/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/28/1991 - 08/17/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/31/1989 - 02/01/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
NA
10/18/1988 - 04/25/1990
ALLEGIANCE SECURITIES, INC.
NA
01/04/1988 - 10/03/1988
GREENTREE SECURITIES CORP.
NA
02/21/1985 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
BC
Issued 03/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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