Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Ferazzi is a financial advisor with Fidelity Personal And Workplace Advisors. Karl is registered with the state of Nevada as an Investment Advisor Representative and as a Registered Representative. Karl has been in the securities industry since 2005. Karl holds the Series 7, Series 10, Series 31, Series 66 and SIE licenses. Karl's office is located in Henderson, Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
07/19/2024 - Present
Fidelity Personal AND Workplace Advisors (HENDERSON NV)
NV
08/11/2021 - 06/13/2023
FIDELITY BROKERAGE SERVICES LLC (HENDERSON NV)
AZ
06/01/2009 - 08/24/2021
MORGAN STANLEY (GILBERT AZ)
NV
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
NV
10/19/2005 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
BOTH
Issued 11/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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