Unclaimed
Karl Kuhn is a financial professional with over 10 years of experience in the industry. Karl has a broad range of experience and holds a variety of licenses and registrations. Karl is currently registered with Tradestation Securities, Inc. and is a licensed principal. Karl is also registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karl is dedicated to providing clients with high-quality financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/14/2018 - Present
Tradestation Securities, Inc. (PLANTATION FL)
FL
07/16/2013 - 08/08/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 08/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/13/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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