Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Emil Keirstead is a financial advisor with over 20 years of experience in the industry. He is currently registered with UBS Securities LLC and has been with the firm since July 2020. Prior to that, Karl was a financial advisor at Deutsche Bank Securities Inc. and BMO Capital Markets Corp. Karl is licensed to sell securities in all 50 states, and he has a strong track record of providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/24/2020 - Present
UBS Securities LLC (NEW YORK NY)
NY
12/20/2013 - 06/16/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/11/2010 - 12/18/2013
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
10/30/2007 - 10/08/2010
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
08/31/1994 - 02/20/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/23/1999 - 04/14/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
BC
Issued 11/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/09/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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