Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Edward Pollack is a financial advisor with Wells Fargo Clearing Services, LLC. Karl has been in the financial services industry since 1999. Karl has experience working at firms such as FIRST CLEARING, LLC, WELLS FARGO ADVISORS, LLC, WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC, A. G. EDWARDS & SONS, INC., AMERITRADE, INC., and AMERITRADE. Karl is currently registered with Wells Fargo Clearing Services, LLC in the state of Missouri and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/06/2015 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
11/27/2012 - 11/21/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/07/2010 - 12/03/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
04/22/2008 - 01/20/2010
WELLS FARGO SECURITIES, LLC (ST LOUIS MO)
MO
01/01/2008 - 05/09/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
11/25/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NE
03/29/2000 - 07/15/2002
AMERITRADE, INC. (OMAHA NE)
NE
07/30/1996 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 07/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2007
Series 14 - Compliance Officer Examination
BC
Issued 10/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/22/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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