Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Elsass is a financial professional with over 30 years of experience in the industry. Karl is registered as a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Karl has a broad range of experience and holds licenses including Series 6, 7, 24, 63 and 65 and has also passed the SIE and Series 99TO exams. Karl also holds the Certified Financial Planner designation. Previously Karl has been registered with CUNA Brokerage Services, Inc., Century Investors of America, Inc. and Cambridge Investment Research, Inc. Karl is currently registered in 18 states and is committed to providing comprehensive financial advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
03/28/2005 - Present
Cambridge Investment Research Advisors, Inc. (WADSWORTH OH)
IA
10/30/1993 - 09/23/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
05/21/1990 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
IA
Issued 01/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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