Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Schwartz is a financial advisor with over 25 years of experience in the industry. Karl is currently registered with Kestra Private Wealth Services, LLC, providing investment advisory services. Previously, Karl worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lincoln Financial Distributors, Inc., Allianz Global Investors Distributors LLC, AQR Investments, LLC, ALPS Distributors, Inc., BlackRock Investments, LLC, DWS Investments Distributors, Inc, Lincoln Financial Distributors, Inc., John Hancock Distributors LLC, UBS PaineWebber Inc., and Dean Witter Reynolds Inc. Karl holds Series 7, 63, 65, 66 and 31 securities licenses and has a strong background in financial planning, wealth management, and portfolio management. Karl specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
01/22/2025 - Present
Kestra Private Wealth Services, LLC (Bloomfield Hills MI)
MI
06/28/2022 - 07/15/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON HILLS MI)
PA
03/23/2020 - 05/06/2022
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NY
06/19/2019 - 04/03/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CT
01/02/2019 - 03/11/2019
AQR INVESTMENTS, LLC (Greenwich CT)
CO
12/21/2016 - 12/31/2018
ALPS DISTRIBUTORS, INC. (DENVER CO)
MI
01/14/2013 - 12/13/2016
BLACKROCK INVESTMENTS, LLC (BLOOMFIELD HILLS MI)
IL
05/02/2011 - 09/13/2012
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
PA
11/20/2006 - 04/15/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MA
03/22/2004 - 09/28/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NJ
07/03/1996 - 09/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/21/1994 - 07/08/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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