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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Dennis Bobo is a financial advisor currently registered with Ameriprise Financial Services, LLC. Karl has been in the financial services industry for 24 years. Karl has a Series 7, Series 6, Series 63, and Series 65. Karl has also obtained the Series 24. Karl is located in Hermosa Beach, California and works with individuals, high-net-worth individuals, trusts/estates, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Karl has experience working with clients at Lincoln Investment and Waddell & Reed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/01/2023 - Present
Ameriprise Financial Services, LLC (Los Angeles CA)
PA
06/23/2021 - 06/02/2023
LINCOLN INVESTMENT (Fort Washington PA)
WA
08/09/2017 - 05/14/2021
WADDELL & REED (SEATTLE WA)
CA
02/03/2004 - 06/02/2016
WADDELL & REED (NAPA CA)
NY
08/31/2000 - 02/10/2004
AXA ADVISORS, LLC (NEW YORK NY)
NC
11/17/1999 - 05/05/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
08/28/1998 - 11/04/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
06/03/1997 - 08/24/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
06/03/1997 - 08/24/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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