Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Slivon is a financial advisor with Stifel, Nicolaus & Company, Inc. Karl has been in the industry since 2017 and has been registered with the state of Colorado as both a Broker-Dealer and an Investment Advisor. Karl has worked with a variety of financial firms, including Wells Fargo Securities, LLC and Coker & Palmer. Karl is a licensed Series 7 and Series 63 representative and holds the SIE, Series 86 and Series 87 licenses. Karl is a registered representative of Stifel in Colorado and Texas and an investment advisor representative in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/11/2020 - Present
Stifel, Nicolaus & Company, Inc. (GREENWOOD VILLAGE CO)
CA
03/07/2018 - 07/01/2020
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
LA
07/28/2017 - 12/13/2017
COKER & PALMER (New Orleans LA)
IA
Issued 07/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/20/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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