Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Byron Kime is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Karl has been in the securities industry for over 11 years and has experience with Wells Fargo Advisors, LLC, LPL FINANCIAL LLC, and Simmons First Investment Group, Inc. Karl is also registered as an Investment Advisor Representative. Karl is registered in multiple states including Missouri, Texas, Georgia, Arkansas, Colorado, North Carolina, and Oklahoma. Karl has also passed the Series 66, Series 7, and SIE exams. Karl specializes in working with individuals, corporations, businesses, pension and profit-sharing plans, insurance companies, and charitable organizations. Karl offers a variety of advisory services including portfolio management, financial planning, selection of other advisors, and educational seminars. Karl is also a consultant/independent contractor for Opfer Communications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/29/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SPRINGFIELD MO)
MO
03/20/2019 - 09/23/2022
LPL FINANCIAL LLC (SPRINGFIELD MO)
MO
07/20/2015 - 03/25/2019
SIMMONS FIRST INVESTMENT GROUP, INC. (Springfield MO)
MO
06/17/2013 - 07/27/2015
WADDELL & REED (SPRINGFIELD MO)
MO
11/29/2011 - 06/07/2013
WELLS FARGO ADVISORS, LLC (SPRINGFIELD MO)
BOTH
Issued 12/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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