Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karl? Claim Your ProfileKarl Mayr is a financial advisor currently associated with Middlegate Securities Inc., a firm headquartered in NEW YORK, NY. Karl has been in the financial services industry since 1999 and has experience working with various firms including INSPEREX LLC, 280 SECURITIES LLC, GMP SECURITIES, LLC, RBC CAPITAL MARKETS CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Karl holds FINRA Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/15/2024 - Present
Middlegate Securities Inc. (NEW YORK NY)
NY
07/01/2021 - 03/18/2024
INSPEREX LLC (New York NY)
NY
02/06/2018 - 07/12/2021
280 SECURITIES LLC (New York NY)
NY
07/03/2009 - 06/08/2017
GMP SECURITIES, LLC (NEW YORK NY)
NY
04/20/2006 - 12/07/2007
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/08/1997 - 03/31/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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