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Karl Allison Hougland

FHN Financial Securities Corp.

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About Karl Allison Hougland

Karl Allison Hougland is a financial advisor with FHN Financial Securities Corp. located in Overland Park, KS. Karl has been working in the financial services industry since 1991. Karl holds a Series 5, Series 7, and Series 63 license. Karl is registered with the following states: Illinois, Iowa, Kansas, Missouri, Nebraska, and Nevada. Karl was previously registered with Commerce Brokerage Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Karl Hougland is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karl Hougland’s Registration & Firm History

KS

02/21/2001 - Present

FHN Financial Securities Corp. (OVERLAND PARK KS)

MO

01/26/1994 - 07/13/1995

COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)

NY

12/22/1982 - 02/06/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1983

Series 5 - Interest Rate Options Examination

BC

Issued 12/18/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karl Allison Hougland.
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