Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karisa? Claim Your ProfileKarisa Reynolds is a financial advisor at Northwestern Mutual Investment Services, LLC. She is licensed to provide investment advice in Indiana. Karisa has been in the financial industry for a little over a year. Prior to working at Northwestern Mutual, Karisa worked at Cetera Advisors LLC in Greenwood Village, Colorado. Karisa holds FINRA Series 7TO, Series 66, and SIE licenses and is registered in California, Colorado, Florida, Indiana, Minnesota, Nevada, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
07/07/2023 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
CO
09/08/2022 - 03/30/2023
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
CA
07/25/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BOTH
Issued 10/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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