Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karisa? Claim Your ProfileKarisa Jade Diephouse is an investment advisor representative at Beacon Pointe Advisors, LLC. Karisa has been with the firm since 2016. Previously, Karisa was a registered representative for Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC. Karisa has a Series 66, Series 10 and Series 9 license and is registered with the state of California. Karisa specializes in providing financial planning, portfolio management, and consulting services to individuals, families, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/01/2020 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
CA
03/11/2011 - 03/28/2014
CHARLES SCHWAB & CO., INC. (NEWPORT BEACH CA)
CA
10/13/2004 - 12/02/2010
FIDELITY BROKERAGE SERVICES LLC (BREA CA)
BOTH
Issued 05/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Karisa Diephouse is the right advisor for you? Invested Better is here to help.
