Unclaimed
Karis Lucille Barron is a financial advisor who has been in the industry for over 2 years. Karis is registered with Morgan Stanley & Co. LLC, located in Houston, TX. Karis has a Series 63, Series 79TO, and SIE license. Karis previously worked at Guggenheim Securities, LLC also in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/03/2023 - Present
Morgan Stanley & Co. LLC (Houston TX)
TX
05/08/2021 - 10/23/2023
GUGGENHEIM SECURITIES, LLC (Houston TX)
BC
Issued 06/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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