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Karine L Miller

Nationwide Investment Services Corp.

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About Karine L Miller

Karine Miller has been in the financial services industry since 2002. Karine is currently registered with Nationwide Investment Services Corp. Previously, Karine was associated with MGO Securities Corp., NYLIFE Securities LLC, Next Advisors Inc., Key Investments Inc., Society Investments, Inc., Dean Witter Reynolds Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karine holds the Series 6, Series 7, Series 24, Series 63, and SIE licenses.

Firm Information

Karine Miller is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karine Miller’s Registration & Firm History

OH

09/29/2021 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

10/25/2017 - 01/24/2022

MGO SECURITIES CORP. (BEACHWOOD OH)

OH

02/16/2010 - 03/24/2014

NYLIFE SECURITIES LLC (SEVEN HILLS OH)

OH

10/19/1998 - 12/31/2000

NEXT ADVISORS INC. (GARFIELD HEIGHTS OH)

OH

03/03/1995 - 01/29/1998

KEY INVESTMENTS INC. (CLEVELAND OH)

NA

01/14/1994 - 03/03/1995

SOCIETY INVESTMENTS, INC.

NY

08/17/1990 - 01/11/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

09/20/1988 - 07/19/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/24/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/26/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Karine L Miller. Review regulatory record here.
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