Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karina? Claim Your ProfileKarina Renee Smith is a financial professional with over 16 years of experience in the financial services industry. Karina is a registered representative and holds the Series 6, 7, 24, 53, 57, and 63 licenses as well as the SIE. Karina currently works for Vanguard Marketing Corp. and is licensed to conduct business in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
10/27/2006 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 11/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2017
Series 4 - Registered Options Principal Examination
BC
Issued 11/19/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/19/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2017
Series 57 - Securities Trader Exam
BC
Issued 01/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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