Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karina? Claim Your ProfileKarina Marquez is a financial advisor with Principal Securities, Inc. Karina has been in the industry since 2004 and has worked for a number of firms, including J.P. Morgan Securities LLC and Empower Financial Services, Inc. Karina is registered in Iowa and California as a Registered Representative and Investment Advisor Representative. Karina is also a Series 6, 7, and 66 licensed professional. Karina specializes in providing financial planning and portfolio management services to individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
04/17/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
CO
05/10/2022 - 02/15/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CA
10/01/2012 - 05/05/2022
J.P. MORGAN SECURITIES LLC (BAKERSFIELD CA)
CA
01/26/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BAKERSFIELD CA)
CA
02/10/2004 - 06/12/2009
CUSO FINANCIAL SERVICES, L.P. (BAKERSFIELD CA)
CA
08/11/2003 - 12/31/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BOTH
Issued 05/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Karina Marquez is the right advisor for you? Invested Better is here to help.
