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Karina Gonzalez

Cetera Advisors LLC

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About Karina Gonzalez

Karina Gonzalez is a financial professional with over 16 years of experience in the financial services industry. Karina is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC and holds Series 6, 7, 24, 63 and SIE licenses. Previously, Karina was registered with LPL Financial LLC, MetLife Securities Inc., New England Securities and Vanguard Marketing Corporation. Karina's primary office location is in El Segundo, CA.

Firm Information

Karina Gonzalez is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karina Gonzalez’s Registration & Firm History

CA

10/10/2022 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

SC

10/21/2015 - 10/10/2022

LPL FINANCIAL LLC (FORT MILL SC)

NC

04/23/2014 - 10/16/2015

METLIFE SECURITIES INC. (CHARLOTTE NC)

NC

04/23/2014 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLOTTE NC)

NC

10/11/2006 - 04/24/2014

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/18/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/10/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karina Gonzalez.
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