Unclaimed
Karina Alanis is a financial professional who is licensed in New York. Karina has been in the industry for over 3 months and is currently employed by Wells Fargo Securities, LLC. Karina holds Series 63, 52TO and SIE licenses and is registered as a securities agent in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2023 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 06/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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