Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Sammon is a financial advisor with over 15 years of experience in the industry. Karin is currently registered with Icapital Markets LLC and has previously been registered with NAVIAN CAPITAL SECURITIES LLC, CAPITAL ONE INVESTING, LLC, FINANCIAL PRODUCTS, LLC, CREDIT SUISSE SECURITIES (USA) LLC, COHEN & STEERS SECURITIES, LLC and OPPENHEIMER & CO. INC. Karin holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/23/2018 - Present
Icapital Markets LLC (NEW YORK NY)
OH
06/19/2019 - 09/19/2019
NAVIAN CAPITAL SECURITIES LLC (CINCINNATI OH)
VA
10/31/2016 - 05/24/2018
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
NY
11/09/2010 - 10/05/2016
FINANCIAL PRODUCTS, LLC (NEW YORK NY)
NY
03/08/2010 - 11/23/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/09/2007 - 03/02/2010
COHEN & STEERS SECURITIES, LLC (NEW YORK NY)
NY
03/28/2005 - 04/03/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 11/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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