Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Ulrich-engel has been in the financial services industry since 1987. Karin is a Registered Representative and Investment Advisor Representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karin has held previous roles with Harris Investor Services, Inc., HarrisDirect LLC, Harris Investorline Inc., Ameritas Investment Corp., and Lincoln Financial Advisors Corporation. Karin is licensed to provide investment advisory services in Illinois, Michigan, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/11/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCHAUMBURG IL)
IL
12/14/2005 - 08/07/2006
HARRIS INVESTOR SERVICES, INC. (ROLLING MEADOWS IL)
NJ
05/01/2002 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
WA
12/09/2000 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
NE
04/29/1998 - 03/07/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
04/15/2000 - 12/09/2000
HARRIS INVESTORLINE (CHICAGO IL)
IL
10/02/1996 - 04/15/2000
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
NE
04/24/1996 - 04/30/1998
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
MI
05/05/1995 - 04/15/1996
COMERICA SECURITIES (DETROIT MI)
WI
05/24/1995 - 04/02/1996
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NY
07/02/1992 - 05/09/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
07/01/1992 - 04/06/1993
FINANCIAL HORIZONS SECURITIES CORPORATION
WI
04/03/1990 - 08/10/1992
SECURA INVESTMENTS, INC. (APPLETON WI)
IN
04/08/1987 - 09/07/1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
07/01/1988 - 04/17/1989
FIRST CHICAGO INVESTMENT SERVICES, INC.
NA
02/24/1987 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
04/08/1987 - 12/31/1988
LINCOLN FINANCIAL ADVISORS CORPORATION
IA
Issued 06/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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