Unclaimed
Karin McCarthy is a registered representative with Interactive Brokers LLC. Karin holds the Securities Industry Essentials (SIE) and Series 99 licenses. Karin has been in the securities industry since January 9, 2019. The firm has a branch office in Greenwich, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/10/2019 - Present
Interactive Brokers LLC (GREENWICH CT)
BC
Issued 01/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2019
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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