Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Alvarado is an active investment advisor representative. Karin has been in the financial services industry since 1999. Karin is currently registered with Osaic Wealth, Inc. in California. Karin has a history of working at a number of firms including Woodbury Financial Services, Inc. and AXA Advisors, LLC. Karin has a number of certifications and has passed several exams including the Uniform Investment Adviser Law Examination, the Uniform Securities Agent State Law Examination, and the General Securities Representative Examination. Karin has a number of specializations including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/19/2024 - Present
Osaic Wealth, Inc. (NAPA CA)
CA
04/05/2010 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (NAPA CA)
CA
06/03/2008 - 04/05/2010
AXA ADVISORS, LLC (SAN FRANCISCO CA)
CT
11/18/2002 - 05/07/2008
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
08/15/2001 - 10/25/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
10/31/2000 - 04/05/2001
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
06/28/1999 - 03/30/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 08/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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