Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Ericksen is a financial professional with over 25 years of experience in the industry. Karin is currently registered with Voya Investments Distributor, LLC and is a Series 6, 7, and 66 licensed advisor. Prior to joining Voya, Karin was registered with Allianz Global Investors Distributors LLC, Bloomberg Tradebook LLC, Citigroup Global Markets Inc., and The Dreyfus Service Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/15/2022 - Present
Voya Investments Distributor, LLC (WINDSOR CT)
NY
03/04/2014 - 08/11/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
01/01/2011 - 08/07/2012
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NY
03/18/1993 - 02/12/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/01/1992 - 09/14/1992
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 06/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Karin Ericksen is the right advisor for you? Invested Better is here to help.
