Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karin? Claim Your ProfileKarin Christine MacE is a financial professional with over 20 years of experience in the financial services industry. Karin is a Registered Representative with Raymond James & Associates, Inc. She has a strong background in securities, municipal securities, and options trading. Karin has worked with several firms throughout her career, including Sagetrader, LLC, Livevol Securities, Inc., E*TRADE Securities LLC, and Cutler Group, LP. Karin is a dedicated financial professional who is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/23/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CA
10/20/2020 - 03/03/2022
SAGETRADER, LLC (SAN FRANCISCO CA)
NJ
03/17/2014 - 11/15/2018
SAGETRADER, LLC (ENGLEWOOD NJ)
CA
02/01/2012 - 04/25/2014
LIVEVOL SECURITIES, INC. (SAN FRANCISCO CA)
NJ
07/22/2009 - 01/23/2012
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
CA
08/02/2007 - 12/31/2007
CUTLER GROUP, LP (SAN FRANCISCO CA)
CA
01/01/2007 - 03/08/2007
FIMAT USA, LLC (SAN FRANCISCO CA)
CA
07/01/2005 - 01/03/2007
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
CA
06/07/2000 - 07/01/2005
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
TX
09/17/1999 - 05/15/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
07/12/1999 - 08/19/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
04/29/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 08/20/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/10/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karin MacE is the right advisor for you? Invested Better is here to help.
